Registered Representative
A person licensed by the SEC and the NYSE to act as an account executive for clients of brokerages.
注冊代理人
證券交易委員會或紐約證券交易所授權為經紀公司的客戶提供服務的業務經紀人。
Series 6
The General Securities Registered Representative examination. It is a six-hour multiple-choice test that must be passed by brokers.
Series 6
證券經紀人考試。經紀人必須通過的6小時選擇題考試。
Series 3
The Uniform Securities Agent State Law examination. A three-hour multiple-choice test required by most states to be taken by brokers.
Series 3
經紀人州政府法規考試。大多數州要求經紀人通過的3小時選擇題考試。
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